| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Managing Director, Investment Banking |
Exemplar Capital LLC, a FINRA and SIPC member, is a subsidiary of Exemplar Companies, PBC |
Greater New York City Area |
Nov 2019–Present |
1 yr 7 mos |
| 2 |
Chief Compliance Officer |
Fintron Invest |
Fairfield, CT |
Sep 2019–Present |
1 yr 9 mos |
| 3 |
Adjunct Professor |
The Business, Finance and Management School of New York - Business School |
Greater New York City Area |
Jan 2019–Present |
2 yrs 5 mos |
| 4 |
Managing Director |
Greenwich Financial Management Inc. |
Greenwich, CT |
Mar 2003–Present |
18 yrs 3 mos |
| 5 |
Chief Compliance Officer and Investment Banker |
VENTURE.co |
Greater New York City Area |
Apr 2017–Aug 2019 |
2 yrs 5 mos |
| 6 |
CEO |
Double Agent |
NYC |
1998–2002 |
4 yrs |
| 7 |
Executive Director |
UBS Securities |
|
Jan 1995–Mar 1998 |
3 yrs 3 mos |
| 8 |
Senior Vice President |
Kidder, Peabody & Co. |
|
May 1985–Dec 1994 |
9 yrs 8 mos |
| 9 |
Associate |
Lehman Brothers |
|
Aug 1984–May 1985 |
10 mos |
| 10 |
Summer Associate |
Curtis, Mallet-Prevost, Colt & Mosle LLP |
|
Jun 1983–Aug 1983 |
3 mos |
| 11 |
Summer Associate |
Arter & Hadden LLP |
Washington D.C. |
Jun 1982–Aug 1982 |
3 mos |