| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Vice President |
BNY Mellon |
101 Barclay Street New York NY 10286 |
2012–2018 |
6 yrs |
| 2 |
Assistant Vice President, Global Custodian Network Management |
BNY Mellon |
101 Barclay Street NY 10286 |
Jun 2008–Dec 2011 |
3 yrs 7 mos |
| 3 |
Head of Market Registration |
Morgan Stanley |
|
Jul 2007–Jun 2008 |
1 yr |
| 4 |
Assistant Vice President |
Pershing LLC |
|
Apr 2004–Jul 2007 |
3 yrs 4 mos |
| 5 |
Assistant Vice President |
CSFBdirect (formerly DLJdirect) |
US and Hong Kong |
Sep 1997–Aug 2001 |
4 yrs |