| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chief Executive Officer, Chief Compliance Officer |
Riley Wealth Advisors, LLC |
|
Jan 2008–Present |
13 yrs 5 mos |
| 2 |
Chief Executive Officer |
Riley Private Client |
Southlake, Texas, United States |
Jul 2020–Present |
11 mos |
| 3 |
Branch Manager |
Raymond James |
|
Jan 2003–Jan 2008 |
5 yrs 1 mo |
| 4 |
Vice President, Operations |
Raymond James |
|
Jan 2003–Jan 2008 |
5 yrs 1 mo |
| 5 |
Branch Mgr |
Raymond James Financial Inc. |
Dallas/Fort Worth Area |
Jan 2000–Jan 2008 |
8 yrs 1 mo |
| 6 |
Branch Manager |
Paine Webber |
|
Jan 2000–Jan 2003 |
3 yrs 1 mo |
| 7 |
Branch Manager |
UBS |
|
Jan 2000–Jan 2003 |
3 yrs 1 mo |
| 8 |
Branch Manager |
Merrill Lynch |
|
Jan 1992–Jan 1996 |
4 yrs 1 mo |