| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
VP, Compliance & Licensing |
CMG Financial |
|
Aug 2019–Present |
1 yr 10 mos |
| 2 |
Compliance & Licensing Manager |
CMG Financial |
San Ramon, CA |
Aug 2014–Aug 2019 |
5 yrs 1 mo |
| 3 |
Senior Compliance Specialist |
CMG Financial |
San Ramon, CA |
Dec 2013–Jul 2014 |
8 mos |
| 4 |
Quality Specialist |
JPMorgan Chase |
San Ramon, CA |
May 2012–Nov 2013 |
1 yr 7 mos |
| 5 |
Post Closing & Setup Supervisor |
JPMorgan Chase |
San Ramon, CA |
Sep 2010–May 2012 |
1 yr 9 mos |
| 6 |
Closing Manager |
JPMorgan Chase |
San Ramon, CA |
Jan 2010–Aug 2010 |
8 mos |
| 7 |
Closing Team Lead |
JPMorgan Chase |
San Ramon, CA |
Jun 2009–Dec 2009 |
7 mos |
| 8 |
Closer |
JPMorgan Chase |
San Ramon, CA |
Jan 2009–May 2009 |
5 mos |
| 9 |
Closer/Funder and Loan Processor |
First Horizon Home Loans |
Bothell, WA |
Jul 2007–Feb 2008 |
8 mos |
| 10 |
Closer/Funder |
Quintet Mortgage |
Bellevue, WA |
Oct 2006–Mar 2007 |
6 mos |
| 11 |
Closer/Funder and Loan Processor |
GE Money Home Loans |
Salt Lake City, UT |
Aug 2004–May 2006 |
1 yr 10 mos |
| 12 |
Loan Processor and Sales Assistant |
Park Capitol and Utah First Mortgage |
Salt Lake City, UT |
May 2002–Jun 2004 |
2 yrs 2 mos |
| 13 |
Olympic Database Specialist and Assistant Manager |
Salt Lake Organizing Committee |
Salt Lake City, UT |
Jan 2002–Mar 2002 |
3 mos |
| 14 |
SVP Head of Investment Products, Platforms and Practice Management |
Lincoln Financial Group |
Greater Philadelphia Area |
Apr 2019–Present |
2 yrs 2 mos |
| 15 |
Vice President, Head of Managed Accounts |
T. Rowe Price |
Baltimore, Maryland Area |
Apr 2015–Apr 2019 |
4 yrs 1 mo |
| 16 |
SVP, Head of Products, Research & Retirement Plan Services |
Janney Montgomery Scott LLC |
Greater Philadelphia Area |
Apr 2007–Apr 2015 |
8 yrs 1 mo |
| 17 |
VP, Head of Wealth Management |
Ferris Baker Watts, Inc. |
Washington D.C. & Baltimore, MD |
Oct 2005–Apr 2007 |
1 yr 7 mos |
| 18 |
Director of Product Development |
KPMG |
New York, NY & Baltimore, MD |
Oct 2002–Oct 2005 |
3 yrs 1 mo |
| 19 |
AVP, Director of Trading and Adminsitration |
Legg Mason |
Baltimore, Maryland |
Oct 1997–Oct 2002 |
5 yrs 1 mo |