| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Director of Aveo |
CMLS Financial |
Vancouver, British Columbia, Canada |
Sep 2020–Present |
9 mos |
| 2 |
Regional Manager |
CMLS Financial |
Vancouver, Canada Area |
Jan 2017–Sep 2020 |
3 yrs 9 mos |
| 3 |
Business Developement Manager |
Bridgewater Bank |
Vancouver, Canada Area |
Aug 2005–Dec 2016 |
11 yrs 5 mos |
| 4 |
Business Development Manager/Inside Sales/Underwriting/Admin |
Home Trust Company |
Vancouver / Toronto |
Oct 2003–Aug 2005 |
1 yr 11 mos |
| 5 |
Broker Services/Venture/ Direct Banking |
BMO |
Vancouver / Toronto |
Jan 2000–Oct 2003 |
3 yrs 10 mos |
| 6 |
Managing Director - Audit Services |
Annaly Capital Management |
Greater New York City Area |
Nov 2010–Present |
10 yrs 7 mos |
| 7 |
Vice President - Internal Audit |
AllianceBernstein |
|
Dec 1994–Nov 2010 |
16 yrs |
| 8 |
Assistant Vice President - Internal Audit |
Prudential Securities |
|
Apr 1989–Dec 1994 |
5 yrs 9 mos |
| 9 |
Compliance Analyst |
Prudential (Bache) Securities |
|
Apr 1987–Nov 1989 |
2 yrs 8 mos |
| 10 |
Team Leader - National Credit Department |
Dean Witter Reynolds |
|
Jul 1986–Apr 1987 |
10 mos |