| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Director, Compliance |
CMLS Financial |
|
Sep 2017–Present |
3 yrs 9 mos |
| 2 |
Chief Compliance Officer & Portfolio Manager |
CMLS Asset Management |
|
Sep 2017–Present |
3 yrs 9 mos |
| 3 |
Senior Compliance Analyst, Capital Markets Regulation |
British Columbia Securities Commission |
|
Jun 2011–Aug 2017 |
6 yrs 3 mos |
| 4 |
Risk & Compliance Analyst |
lululemon athletica |
|
2010–2011 |
1 yr |
| 5 |
Accountant/Analyst |
KPMG LLP (Canada) |
|
2006–2009 |
3 yrs |
| 6 |
Managing Director, Head of Finance Operations |
Annaly Capital Management |
New York City |
Jun 2014–Present |
7 yrs |
| 7 |
CFO |
RCap Securities, Inc. |
New York, New York |
Jun 2013–Present |
8 yrs |
| 8 |
Financial Planning & Analysis Manager |
LexisNexis |
Greater New York City Area |
Jan 2013–Jun 2013 |
6 mos |
| 9 |
Finance Director |
Geller & Company |
|
2009–2012 |
3 yrs |
| 10 |
Controller |
Geller & Company |
|
2006–2009 |
3 yrs |
| 11 |
Asst. Controller |
Geller & Company |
|
2003–2005 |
2 yrs |
| 12 |
Accounting Manager |
TD Ameritrade (formerly Datek Online) |
|
1999–2002 |
3 yrs |
| 13 |
Staff Accountant |
TD Ameritrade (formerly Datek Online) |
|
1998–1999 |
1 yr |