| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Global Head of Surveillance Effectiveness |
Credit Suisse |
|
Dec 2020–Present |
6 mos |
| 2 |
Chief Technical Officer - Surveillance |
Credit Suisse |
|
Sep 2017–Dec 2020 |
3 yrs 4 mos |
| 3 |
Surveillance Technical Officer |
Credit Suisse |
|
Nov 2015–Sep 2017 |
1 yr 11 mos |
| 4 |
Head of Monitoring & Surveillance - EMEA |
Macquarie Group |
|
Jul 2014–Nov 2015 |
1 yr 5 mos |
| 5 |
Trade Surveillance Manager |
RBS Markets and International Banking |
|
Sep 2013–Jul 2014 |
11 mos |
| 6 |
Surveillance Development Officer |
RBS Markets and International Banking |
|
Jul 2013–Sep 2013 |
3 mos |
| 7 |
Compliance Monitoring Officer |
Gazprom Marketing & Trading |
London, United Kingdom |
Jul 2012–Jun 2013 |
1 yr |
| 8 |
Trade Surveillance Manager |
Standard Chartered Bank |
|
Jan 2012–Jul 2012 |
7 mos |
| 9 |
Senior Compliance Analyst (Advisory & Surveillance) |
BP |
|
Jul 2007–Jan 2012 |
4 yrs 7 mos |
| 10 |
Compliance Analyst |
Societe Generale |
|
Oct 2005–Jul 2007 |
1 yr 10 mos |
| 11 |
Surveillance Officer |
SIX Swiss Exchange |
|
Nov 2003–Oct 2005 |
2 yrs |
| 12 |
Market Abuse Analyst |
London Stock Exchange |
|
Jan 2001–Nov 2003 |
2 yrs 11 mos |
| 13 |
Director of Operations-Mortgage Services |
MetaSource |
Greater Denver Area |
Sep 2019–Present |
1 yr 9 mos |
| 14 |
QC Manager |
Universal American Mortgage Company |
Denve, Colorado |
Aug 2013–Jul 2019 |
6 yrs |
| 15 |
QC Manager |
Eagle Home Mortgage |
Denver, Colorado |
Aug 2013–Jul 2019 |
6 yrs |
| 16 |
AVP-Operations |
Cherry Creek Mortgage |
Greenwood Village, CO. |
Aug 2012–Jul 2013 |
1 yr |
| 17 |
Director, Loan Fulfillment |
WJ Bradley Mortgage Capital LLC |
Greenwood Village, CO |
May 2012–Aug 2012 |
4 mos |
| 18 |
Retail Operations Manager |
MetLife Home Loans |
Denver, CO. |
Mar 2011–Jun 2012 |
1 yr 4 mos |
| 19 |
Fulfillment Team Manager |
Bank of America |
|
May 2009–Jan 2012 |
2 yrs 9 mos |
| 20 |
Sales and Leasing Account Executive |
Ralph Schomp Honda Inc |
|
Apr 2008–Apr 2009 |
1 yr 1 mo |
| 21 |
Regional Sales Manager |
First Franklin |
|
2007–2008 |
1 yr |
| 22 |
SE Regional VP/Sales |
TLP Funding |
|
2007–2008 |
1 yr |
| 23 |
Sales Manager |
First Franklin/Merrill Lynch |
|
2007–2008 |
1 yr |
| 24 |
Regional VP / Sales |
Long Beach Mortgage |
|
2005–2007 |
2 yrs |
| 25 |
Branch Manager |
Option One Mortgage |
|
2000–2005 |
5 yrs |
| 26 |
Branch Manager |
CIT Group |
|
1993–1997 |
4 yrs |
| 27 |
Branch Manager |
Security Pacific Bank |
|
1991–1993 |
2 yrs |
| 28 |
Assistant Branch Manager |
The Associates |
|
Oct 1986–Jun 1989 |
2 yrs 9 mos |