| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Managing Director |
CrossCheck Compliance LLC |
Chicago, Illinois |
Jun 2015–Present |
6 yrs |
| 2 |
SVP Chief Compliance Officer |
Associated Banc-Corp |
Milwaukee, Wisconsin |
Jun 2011–Jun 2015 |
4 yrs 1 mo |
| 3 |
Managing Director |
CrossCheck Compliance LLC |
|
Nov 2008–Jun 2011 |
2 yrs 8 mos |
| 4 |
Director - Financial Institutions Group |
Baker Tilly Virchow Krause |
|
Jul 2008–Nov 2008 |
5 mos |
| 5 |
Financial Services Director |
Jefferson Wells |
|
1996–2008 |
12 yrs |
| 6 |
Solution Director - Internal Audit & Controls |
Jefferson Wells |
|
Apr 2006–Dec 2007 |
1 yr 9 mos |
| 7 |
Managing Director - Milwaukee Office |
Jefferson Wells |
|
Apr 1998–Nov 2001 |
3 yrs 8 mos |
| 8 |
VP Regulatory Compliance |
Bank One Corporation (now JPMorgan Chase) |
|
Sep 1991–Oct 1996 |
5 yrs 2 mos |
| 9 |
Internal Audit Manager |
Bank One Corporation (now JPMorgan Chase) |
|
May 1985–Sep 1991 |
6 yrs 5 mos |
| 10 |
Senior Vice President - User Experience Strategy and Analytics Executive |
Bank of America |
Charlotte, North Carolina Area |
Aug 2020–Present |
10 mos |
| 11 |
Senior Vice President - Global Service Desk and Experience Executive |
Bank of America |
Charlotte, North Carolina |
Jan 2019–Jul 2020 |
1 yr 7 mos |
| 12 |
Director, Head of Cognitive & Digital Services |
Credit Suisse |
Raleigh-Durham, North Carolina Area |
Apr 2018–Dec 2018 |
9 mos |
| 13 |
Director, Head of Global Service Desk, Group CTO |
Credit Suisse |
Raleigh-Durham, North Carolina Area |
Jan 2017–Apr 2018 |
1 yr 4 mos |
| 14 |
Director, Chief of Staff, Group CTO |
Credit Suisse |
Raleigh-Durham, North Carolina Area |
Dec 2014–Dec 2016 |
2 yrs 1 mo |
| 15 |
Director, Chief Operating Officer, Technology Infrastructure Services - RDO APAC |
Credit Suisse |
Singapore |
Apr 2013–Dec 2014 |
1 yr 9 mos |
| 16 |
Director, Operations IT - Cross Product Processing IT |
Credit Suisse |
Singapore |
Feb 2012–Apr 2013 |
1 yr 3 mos |
| 17 |
Vice President, Operations IT - Cash Securities IT |
Credit Suisse |
Singapore |
Jan 2011–Feb 2012 |
1 yr 2 mos |
| 18 |
Vice President, Derivatives IT - Trade Flow |
Credit Suisse |
Singapore |
Jan 2008–Jan 2011 |
3 yrs 1 mo |
| 19 |
Assistant Vice President, Derivatives IT - Trade Flow |
Credit Suisse |
London, United Kingdom |
Oct 2005–Jan 2008 |
2 yrs 4 mos |
| 20 |
Executive Non Officer, Derivatives IT - Trade Capture |
Credit Suisse |
London, United Kingdom |
Dec 2003–Oct 2005 |
1 yr 11 mos |
| 21 |
Executive Non Officer, Derivatives IT |
Credit Suisse |
London, United Kingdom |
Aug 2002–Dec 2003 |
1 yr 5 mos |