| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Director of Human Resources |
Bellefonte Area School District |
Bellefonte, PA |
Sep 2009–Present |
11 yrs 9 mos |
| 2 |
Notary Public |
Pennsylvania Association of Notaries |
|
Nov 1997–Present |
23 yrs 7 mos |
| 3 |
Elected Auditor |
Worth Township |
Port Matilda, PA |
Nov 1992–Present |
28 yrs 7 mos |
| 4 |
Board/Superintendent Secretary |
Juniata Valley School District |
Alexandria, PA |
Oct 1997–Sep 2009 |
12 yrs |
| 5 |
Administrative Medical Assistant |
Ob-Gyn Group of State College, Inc. |
State College, PA |
Sep 1986–Sep 1997 |
11 yrs 1 mo |
| 6 |
Chief Supervisory Officer |
Merrill Lynch |
New York, New York |
May 2018–Present |
3 yrs 1 mo |
| 7 |
Executive Vice President Regulatory Operations |
FINRA (Financial Industry Regulatory Authority) |
|
Apr 2013–Apr 2018 |
5 yrs 1 mo |
| 8 |
Executive Vice President Member Regulation Sales Practice Department |
FINRA (Financial Industry Regulatory Authority) |
|
Jul 2010–Apr 2013 |
2 yrs 10 mos |
| 9 |
Senior Vice President - Deputy Regulatory Operations |
Financial Industry Regulatory Authority (FINRA) |
|
Sep 2007–Apr 2010 |
2 yrs 8 mos |
| 10 |
NYSE Regulation Chief of Staff |
New York Stock Exchange |
|
Sep 2004–Sep 2007 |
3 yrs 1 mo |