| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Financial Advisor |
Raymond James Financial Services |
Worthington, OH |
May 2019–Present |
2 yrs 1 mo |
| 2 |
Vice President, Investment Services Sales Manager |
Peoples Bank |
Worthington, OH |
May 2019–Present |
2 yrs 1 mo |
| 3 |
Senior Vice President, Director Independent Network |
B. Riley Wealth Management |
Memphis TN |
Jun 2011–May 2019 |
8 yrs |
| 4 |
VP, Principal Review Desk Manager, Independent Network |
B. Riley Wealth Management |
Memphis, TN |
Oct 2009–Jun 2011 |
1 yr 9 mos |
| 5 |
Chief Compliance Officer, Independent Division |
B. Riley Wealth Management |
Hartville, OH |
Jun 2008–Oct 2009 |
1 yr 5 mos |
| 6 |
Regional Compliance Officer, Vice President |
NatCity Investments |
Cleveland, OH / Pittsburgh, PA |
2006–Jun 2008 |
2 yrs |
| 7 |
Investment Services Group Supervisor |
NatCity Investments |
Cleveland, OH |
Oct 2003–2006 |
3 yrs |
| 8 |
Client Services |
NatCity Investments |
Cleveland, OH |
Oct 2002–Oct 2003 |
1 yr 1 mo |
| 9 |
Investment Representative |
Edward Jones |
Columbus, OH |
Jul 2001–Sep 2002 |
1 yr 3 mos |
| 10 |
Marketing Assistant |
Salomon Smith Barney |
Toledo, OH |
Jan 2000–May 2001 |
1 yr 5 mos |
| 11 |
Managing Director |
MidCap Financial Services, LLC |
Bethesda, MD |
2013–Present |
8 yrs |
| 12 |
Vice President |
Comerica Bank |
Reston, VA |
2012–2013 |
1 yr |
| 13 |
Senior Associate |
Pricewaterhouse Coopers LLP |
McLean, VA |
2010–2012 |
2 yrs |
| 14 |
Commercial Loan Officer |
CapitalSource |
Chevy Chase, MD |
2002–2010 |
8 yrs |
| 15 |
Executive In Training |
WC Smith |
Washington, D.C. |
2001–2002 |
1 yr |