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No Role Company Company Address Dates Employed Employment Duration
1 Director, Corporate Communications, Brand Management Davis Advisors 620 Fifth Avenue, New York, New York 10020 1997–Present 24 yrs
2 Vice President, Marketing Neuberger Berman 605 Third Avenue, New York, New York 1988–1997 9 yrs
3 Chief Compliance Officer Milliman Milliman May 2012–Present 9 yrs 1 mo
4 Senior Assistant General Counsel Garden City Group Seattle, WA Mar 2010–May 2012 2 yrs 3 mos
5 Senior Governance Analyst Russell Investment Group 2004–2008 4 yrs
6 Staff Attorney Department of Financial Institutions, Securities Division 2002–2004 2 yrs

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