| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Managing Director, Head of Business Development |
StarCompliance |
Charleston, South Carolina, United States |
Apr 2021–Present |
1 mo |
| 2 |
Director of Broker-Dealer Client Services |
Compliance Risk Concepts (CRC) |
New York, New York, United States |
Mar 2020–Apr 2021 |
1 yr 2 mos |
| 3 |
Director - Capital Markets Advisory |
PwC |
Greater New York City Area |
Jul 2011–Mar 2020 |
8 yrs 9 mos |
| 4 |
Managing Director - Head of Fixed Income and Capital Markets Compliance |
U.S. Bank |
Charlotte, North Carolina Area |
Jul 2009–Jun 2011 |
2 yrs |
| 5 |
Consultant |
Goldman Sachs |
Greater New York City Area |
Dec 2008–Jul 2009 |
8 mos |
| 6 |
CEO / Founder |
Chase Counterfly, LLC |
Charlotte, North Carolina Area |
Aug 2007–Dec 2008 |
1 yr 5 mos |
| 7 |
Managing Director - Global Head of Investment Banking and Control Group Compliance |
Wachovia Corporate & Investment Banking |
Charlotte, North Carolina Area |
Apr 1994–Aug 2007 |
13 yrs 5 mos |