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No Role Company Company Address Dates Employed Employment Duration
1 Chief Compliance Officer Haventree Bank Canada Oct 2020–Present 8 mos
2 Vice President, Internal Audit Haventree Bank Toronto, Canada Area Aug 2014–Oct 2020 6 yrs 3 mos
3 Sr. Director, Governance, Risk and Controls, Technology & Operations CIBC Toronto, Canada Area Jul 2011–Apr 2013 1 yr 10 mos
4 VP, Head of Audit Aviva Canada Feb 2009–Aug 2010 1 yr 7 mos
5 VP, Infrastructure Services & Process Development (ITIL) RBC Royal Bank Jan 2005–Feb 2009 4 yrs 2 mos
6 VP, IT Audit & Analytics, Internal Audit Services RBC Royal Bank Nov 1999–Dec 2004 5 yrs 2 mos
7 Senior Director, Business Risk & Control Consulting (ERM) CIBC Mar 1997–Nov 1999 2 yrs 9 mos
8 Director, Internal Audit CIBC Aug 1995–Mar 1997 1 yr 8 mos
9 Manager, Audit Practices & Development (Internal Audit) TD Bank Feb 1990–Aug 1994 4 yrs 7 mos
10 Sr. Manager Ernst & Young May 1981–Feb 1990 8 yrs 10 mos

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