| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Director Data Management |
Smarsh |
Greater New York City Area |
2019–Present |
2 yrs |
| 2 |
Consultant, Compliance Archiving & Supervision |
Proofpoint Digital Risk & Compliance |
Greater New York City Area |
2018–2019 |
1 yr |
| 3 |
Director, Compliance Archiving |
Micro Focus (formerly HP / Hewlett Packard Enterprise) |
Greater New York City Area |
2011–2018 |
7 yrs |
| 4 |
Consultant, Risk Management, Compliance Testing and Quality Assurance |
TESTars, LLC |
Greater New York City Area, London-UK, Puna-India |
2010–2011 |
1 yr |
| 5 |
Director, Bank Fraud Practice |
Collabera, Inc. |
Greater New York City Area |
2007–2010 |
3 yrs |
| 6 |
Director, Compliance Testing Practice |
LogicaCMG, Inc. |
Greater New York City Area |
2006–2007 |
1 yr |
| 7 |
Director, Project Delivery |
ABN Amro Bank |
Greater New York City Area |
2004–2006 |
2 yrs |
| 8 |
Sr. Manager, Risk and Regulatory Management |
KPMG / BearingPoint |
Greater New York City Area |
1999–2004 |
5 yrs |
| 9 |
Sr. Principal, Trading and Risk Management Practice |
Technology Solutions Company |
Greater New York City Area |
1998–1999 |
1 yr |
| 10 |
Divisional Vice President, Equity Trading |
Paine Webber |
Greater New York City Area |
1997–1998 |
1 yr |
| 11 |
Vice President, Securities Lending |
Bear Stearns & Co. |
Greater New York City Area |
1994–1997 |
3 yrs |
| 12 |
Assistant Vice President, Trading and Arbitrage |
Lehman Brothers |
Greater New York City Area |
1989–1994 |
5 yrs |
| 13 |
Database Administrator |
Kidder Peabody |
Greater New York City Area |
1988–1989 |
1 yr |
| 14 |
Manager, Trading & Arbitrage |
Goldman Sachs |
Greater New York City Area |
1985–1988 |
3 yrs |