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No Role Company Company Address Dates Employed Employment Duration
1 Executive Vice President, Head of Investment Banking Wedbush Securities Greater New York City Area Dec 2019–Present 1 yr 5 mos
2 Managing Director, Head of Financial Institutions Investment Banking Wedbush Securities Greater New York City Area Sep 2016–Dec 2019 3 yrs 4 mos
3 Managing Director Sterne Agee CRT 277 Park Avenue New York, NY Nov 2015–Jun 2016 8 mos
4 Managing Director - Strategic Development Ellington Management Group Old Greenwich, CT Jan 2012–Dec 2014 3 yrs
5 Managing Member WellAuctioned 2004–2012 8 yrs
6 Managing Director-Investment Banking Cantor Fitzgerald Nov 2006–Mar 2011 4 yrs 5 mos
7 Managing Director UBS 2000–2003 3 yrs
8 Managing Director Friedman, Billings, Ramsey & CO., Inc. Sep 1997–Apr 2000 2 yrs 8 mos
9 Principal Montgomery Securities 1993–1997 4 yrs
10 Director Lehman Brothers 1987–1993 6 yrs

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