| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Vice President of Enterprise Compliance |
Kinecta Federal Credit Union |
Manhattan Beach, CA |
Oct 2017–Present |
3 yrs 8 mos |
| 2 |
Sr. BSA/AML Manager, Wealth Management Group |
Bank of the West |
San Francisco |
Mar 2015–Jun 2017 |
2 yrs 4 mos |
| 3 |
AML Compliance Manager, VP |
EFG Capital International Corp. |
|
Oct 2010–Jan 2015 |
4 yrs 4 mos |
| 4 |
Senior Compliance Advisor |
Standard Chartered Bank |
Miami/Fort Lauderdale Area |
Jun 2007–Oct 2010 |
3 yrs 5 mos |
| 5 |
Compliance Relationship Manager |
Banco de Chile |
|
2006–2007 |
1 yr |
| 6 |
Compliance Consultant |
Wachovia International |
Miami/Fort Lauderdale Area |
2005–2006 |
1 yr |
| 7 |
Collateral Control Consultant |
First Collateral Services |
|
Oct 2004–May 2005 |
8 mos |
| 8 |
Personal Banker |
Wells Fargo Bank |
|
2001–2002 |
1 yr |