| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Head of E*TRADE Bank Compliance |
Morgan Stanley |
Arlington, Virginia, United States |
Jan 2021–Present |
5 mos |
| 2 |
Director - Business and Product Compliance |
E*TRADE |
Washington D.C. Metro Area |
Jul 2017–Dec 2020 |
3 yrs 6 mos |
| 3 |
Regulatory Consultant |
KPMG US |
|
Feb 2011–Jul 2017 |
6 yrs 6 mos |
| 4 |
Vice President--Compliance |
RLJ Financial |
|
May 2009–Feb 2011 |
1 yr 10 mos |
| 5 |
Vice President--Compliance Officer |
Urban Trust Bank |
|
May 2009–Dec 2010 |
1 yr 8 mos |
| 6 |
Corporate Compliance |
Capital One |
|
Mar 2007–May 2009 |
2 yrs 3 mos |