| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Director - Enterprise Testing & Validation - WFII and WFAM |
Wells Fargo |
Greater St. Louis Area |
Apr 2018–Present |
3 yrs 1 mo |
| 2 |
Compliance Manager, Vice President - Advisory Services Group |
Wells Fargo Advisors |
Greater St. Louis Area |
Apr 2014–Apr 2018 |
4 yrs 1 mo |
| 3 |
Compliance Consultant, Assistant Vice President - Advisory Services Group |
Wells Fargo Advisors |
Greater St. Louis Area |
Feb 2013–Apr 2014 |
1 yr 3 mos |
| 4 |
Compliance Consultant, Officer - Regulatory Controls |
Wells Fargo Advisors |
St. Louis, MO |
Jun 2011–Feb 2013 |
1 yr 9 mos |
| 5 |
Audit Manager |
Ernst & Young |
|
Jul 2005–Jun 2011 |
6 yrs |