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No Role Company Company Address Dates Employed Employment Duration
1 Head of Consumer Compliance Upstart San Mateo, California, United States Mar 2021–Present 3 mos
2 Sr. Director of Regulatory Compliance Roostify San Francisco, California Jul 2019–Mar 2021 1 yr 9 mos
3 Director of Regulatory Compliance Roostify San Francisco Bay Area Mar 2018–Jul 2019 1 yr 5 mos
4 Regulatory Compliance Officer Clara Lending (Startup) San Francisco, California 2017–2018 1 yr
5 Compliance Manager Ocwen Financial Corporation - US Rancho Cordova, California May 2016–Nov 2017 1 yr 7 mos
6 Compliance Manager American Pacific Mortgage Jun 2013–May 2016 3 yrs
7 Originating Branch Manager Stearns Lending (NMLS #1854) Yuba City, California Area 2011–2012 1 yr
8 Compliance and Operations Director Elite Yuba Realty Services Yuba City, California Area 2009–2011 2 yrs
9 Originating Branch Manager American General Finance Yuba City, California Area 2004–2009 5 yrs

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