| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chief Compliance Officer |
Plaza Home Mortgage, Inc. |
|
Feb 2015–Present |
6 yrs 3 mos |
| 2 |
Compliance |
Stearns Lending, LLC |
|
Dec 2013–Feb 2015 |
1 yr 3 mos |
| 3 |
Chief Compliance Officer |
Bexil American Mortgage Inc. |
|
Nov 2011–Dec 2013 |
2 yrs 2 mos |
| 4 |
Senior Paralegal |
Union Bank |
San Diego, CA |
Nov 2010–Nov 2011 |
1 yr 1 mo |
| 5 |
Vice President Compliance |
American Mortgage Network, dba Vertice |
|
May 2003–Nov 2009 |
6 yrs 7 mos |
| 6 |
Regulatory Compliance Analyst |
Kirkpatrick & Lockhart LLP |
|
Sep 2002–May 2003 |
9 mos |
| 7 |
Product Manager |
Bank of America |
|
May 2001–Sep 2002 |
1 yr 5 mos |
| 8 |
Compliance Manager |
Microsoft HomeAdvisor |
|
Feb 2001–May 2001 |
4 mos |
| 9 |
Senior Director |
iOwn |
|
Nov 1998–Feb 2001 |
2 yrs 4 mos |
| 10 |
Regulatory Compliance Specialist |
Kirkpatrick & Lockhart LLP |
|
1993–1998 |
5 yrs |
| 11 |
Compliance Officer |
American Residential Mortgage |
|
1988–1993 |
5 yrs |