| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Regulatory Officer |
Stifel Nicolaus |
Baltimore, Maryland Area |
Jun 2011–Present |
10 yrs |
| 2 |
Vice President |
Raymond James |
|
Jan 2010–Dec 2011 |
2 yrs |
| 3 |
VIce President |
Morgan Joseph |
|
Mar 2009–Apr 2010 |
1 yr 2 mos |
| 4 |
Vice President |
BB&T |
|
Mar 2007–Mar 2008 |
1 yr 1 mo |
| 5 |
Vice President - Alternative Spread Product Strategist |
Legg Mason |
|
2000–2007 |
7 yrs |
| 6 |
Fixed Income Analyst |
Legg Mason Capital Markets |
|
2000–2005 |
5 yrs |
| 7 |
Research Associate Asset-Backed Securities Group |
Fitch Ratings Ltd |
|
1998–2000 |
2 yrs |
| 8 |
Fund Accountant |
Northern Trust |
|
1996–1998 |
2 yrs |