| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Principal, National Leader of AML & Regulatory Compliance |
RSM US LLP |
Greater New York City Area |
Apr 2017–Present |
4 yrs 2 mos |
| 2 |
Director of Regulatory Compliance Consulting - Northeast Leader |
RSM US LLP |
Greater New York City Area |
Dec 2015–Present |
5 yrs 6 mos |
| 3 |
Director of Regulatory Risk Practice |
Protiviti |
Director of Regulatory Risk Practice |
Jun 2013–Nov 2015 |
2 yrs 6 mos |
| 4 |
Vice President, Enterprise Risk Management |
Brown Brothers Harriman |
Greater New York City Area |
Feb 2012–May 2013 |
1 yr 4 mos |
| 5 |
Vice President, Anti-Money Laundering/Compliance |
Brown Brothers Harriman |
|
Aug 2007–Mar 2012 |
4 yrs 8 mos |
| 6 |
AVP, Anti-Money Laundering/Compliance |
U.S. Trust |
|
Dec 2004–Aug 2007 |
2 yrs 9 mos |