| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Associate Principal Examiner |
FINRA |
|
Jan 2020–Present |
1 yr 4 mos |
| 2 |
Sr. Examiner |
FINRA (Financial Industry Regulatory Authority) |
Philadelphia, Pennsylvania |
Nov 2018–Present |
2 yrs 6 mos |
| 3 |
Compliance Consultant |
Wells Fargo |
Greater Philadelphia Area |
Sep 2010–Jun 2018 |
7 yrs 10 mos |
| 4 |
Auditor |
DCAA |
|
Nov 2007–Nov 2009 |
2 yrs 1 mo |
| 5 |
Senior Mortgage Underwriter |
Bear Stearns |
King of Prussia |
Feb 2006–Aug 2007 |
1 yr 7 mos |